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Mario Hermilo Gonzalez
MARIO GONZALEZ, Mario H Gonzalez, Mario H. Gonzalez, Mario Hermilo Gonzalez Jr
CRD#: 6824604
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
2018201920202021202220232024202520263 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arkansas 8/16/2023

B
New Mexico 8/16/2023

B
California 6/28/2024

B
Oklahoma 8/16/2023

B
Colorado 8/16/2023

B
Texas 6/12/2023

B
Florida 8/16/2023

IA
Texas 6/12/2023

B
Louisiana 8/16/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 6/12/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 6/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/04/2022 - 05/01/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Irving,, TX
B
05/04/2022 - 05/01/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Irving,, TX
IA
12/16/2020 - 04/05/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
B
12/16/2020 - 04/05/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Plano, TX
IA
05/28/2020 - 11/25/2020 MORGAN STANLEY (CRD#:149777) DALLAS, TX
B
05/28/2020 - 11/25/2020 MORGAN STANLEY (CRD#:149777) DALLAS, TX
IA
11/20/2018 - 04/14/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Southlake, TX
IA
11/20/2018 - 04/14/2020 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
B
11/01/2018 - 04/14/2020 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.