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AUSTIN FROST
Austin Scott Frost
CRD#: 6824582
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6051/6061 N State Hwy 161
Irving, TX 75038
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2021 - Present (3 years)BALLY INVEST SECURITIES LLC (CRD# 136131)2021 - 2021 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2017 - 2019 (2 years)
License(s)

State Registrations

B
Texas 10/27/2021

IA
Texas 10/27/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6051/6061 N State Hwy 161, Irving, TX 75038
Registered with this firm since 10/27/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6051/6061 N State Hwy 161, Irving, TX 75038
Registered with this firm since 10/27/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/19/2021 - 06/07/2021 ALLY INVEST SECURITIES LLC (CRD#:136131) Lewisville, TX
IA
03/04/2019 - 11/15/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Southlake, TX
IA
03/04/2019 - 11/15/2019 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
B
08/09/2017 - 11/15/2019 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.