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TYLER Lawrence WOOD
TYLER WOOD
CRD#: 6824469
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
20172018201920202021202220232024202520263 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 5/11/2021

B
New York 5/11/2021

B
Arkansas 5/11/2021

B
North Carolina 5/11/2021

B
California 5/11/2021

B
Ohio 5/11/2021

B
Colorado 5/11/2021

B
Oklahoma 5/11/2021

B
Delaware 5/11/2021

B
Oregon 5/11/2021

B
District of Columbia 5/11/2021

B
Pennsylvania 5/11/2021

B
Florida 5/11/2021

B
Puerto Rico 5/11/2021

B
Idaho 5/11/2021

B
Rhode Island 5/22/2023

B
Illinois 5/11/2021

B
South Carolina 5/11/2021

B
Indiana 10/30/2023

B
South Dakota 5/11/2021

B
Louisiana 5/11/2021

B
Tennessee 10/30/2023

B
Massachusetts 5/11/2021

B
Texas 5/21/2019

B
Mississippi 5/11/2021

IA
Texas 5/21/2019

B
Missouri 5/11/2021

B
Utah 5/11/2021

B
Nebraska 5/11/2021

B
Virginia 5/11/2021

B
New Hampshire 5/11/2021

B
Washington 5/11/2021

B
New Mexico 5/11/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 5/21/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 5/21/2019

Previous Registration(s)
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IA
11/30/2017 - 04/16/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Southlake, TX
IA
11/30/2017 - 04/16/2019 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
B
08/10/2017 - 04/16/2019 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.