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Anthony Dadci
ANTHONY XAVIER DADCI, ANTHONY DADCI, Tony Dadci
CRD#: 6824449
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
PBIG - SAN FRANCISCO
SAN FRANCISCO, CA 94104
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2021 (4 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2021 (1 year)
Disclosure(s)
View By:
7/16/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 10/4/2023

B
Missouri 9/19/2023

B
California 3/21/2022

B
Montana 9/18/2023

IA
California 3/22/2022

B
Nevada 9/22/2023

B
Colorado 9/18/2023

B
New Jersey 9/15/2023

B
Connecticut 9/15/2023

B
New York 9/15/2023

B
Delaware 9/27/2023

B
North Carolina 9/20/2023

B
District of Columbia 9/15/2023

B
North Dakota 9/18/2023

B
Florida 9/18/2023

B
Ohio 9/15/2023

B
Georgia 9/18/2023

B
Oregon 9/19/2023

B
Hawaii 10/3/2023

B
Pennsylvania 9/18/2023

B
Idaho 9/15/2023

B
Tennessee 1/17/2025

B
Illinois 9/28/2023

B
Texas 9/18/2023

B
Iowa 9/18/2023

IA
Texas 10/2/2023

B
Kansas 9/15/2023

B
Utah 9/15/2023

B
Kentucky 9/20/2023

B
Virginia 9/19/2023

B
Maine 9/18/2023

B
Washington 9/15/2023

B
Maryland 9/20/2023

B
Wisconsin 10/3/2023

B
Massachusetts 9/18/2023

B
Wyoming 9/20/2023

B
Michigan 9/19/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Registered with this firm since 3/22/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Registered with this firm since 3/21/2022

Previous Registration(s)
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IA
11/03/2020 - 12/10/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ORINDA, CA
B
08/01/2017 - 12/10/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ORINDA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.