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KAITLIN MARIE HOFFMAN
Kaitlin Hoffman, Kaitlyn M Hoffman
CRD#: 6823938
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3518 RTE1 NORTH
THE SQUARE AT WEST WINDSOR
PRINCETON, NJ 08540
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 DOYLESTOWN, PA
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 1/6/2023

B
Nevada 1/6/2023

B
Alaska 1/6/2023

B
New Hampshire 1/6/2023

B
Arizona 1/6/2023

B
New Jersey 12/13/2018

B
Arkansas 1/6/2023

IA
New Jersey 9/20/2019

B
California 1/6/2023

B
New Mexico 1/6/2023

B
Colorado 1/6/2023

B
New York 12/13/2018

B
Connecticut 1/6/2023

B
North Carolina 1/6/2023

B
Delaware 12/13/2018

B
North Dakota 1/6/2023

B
District of Columbia 1/6/2023

B
Ohio 1/9/2023

B
Florida 12/13/2018

B
Oklahoma 1/6/2023

B
Georgia 1/6/2023

B
Oregon 1/6/2023

B
Hawaii 1/6/2023

B
Pennsylvania 12/13/2018

B
Idaho 1/6/2023

IA
Pennsylvania 5/8/2020

B
Illinois 1/6/2023

B
Puerto Rico 1/6/2023

B
Indiana 1/6/2023

B
South Carolina 1/6/2023

B
Iowa 1/6/2023

B
Tennessee 1/6/2023

B
Kansas 1/6/2023

B
Texas 12/13/2018

B
Kentucky 1/6/2023

IA
Texas 4/24/2020

B
Maine 1/6/2023

B
Vermont 1/6/2023

B
Maryland 1/6/2023

B
Virgin Islands 1/6/2023

B
Massachusetts 1/6/2023

B
Virginia 1/6/2023

B
Michigan 1/6/2023

B
Washington 1/6/2023

B
Minnesota 1/6/2023

B
West Virginia 1/6/2023

B
Missouri 1/6/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3518 RTE1 NORTH THE SQUARE AT WEST WINDSOR, PRINCETON, NJ 08540
Registered with this firm since 9/20/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
DOYLESTOWN, PA
Registered with this firm since 12/13/2018

Previous Registration(s)
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IA
10/09/2017 - 11/19/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PRINCETON, NJ
B
08/10/2017 - 11/19/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PRINCETON, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.