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Wesley Eugene Shipe
Wesley Shipe
CRD#: 6823895
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 9/25/2017

B
Nebraska 9/25/2017

B
Alaska 9/25/2017

B
Nevada 9/25/2017

B
Arizona 9/25/2017

B
New Hampshire 9/25/2017

B
Arkansas 9/25/2017

B
New Jersey 9/25/2017

B
California 9/25/2017

B
New Mexico 9/25/2017

B
Colorado 9/25/2017

B
New York 9/25/2017

B
Connecticut 9/25/2017

B
North Carolina 9/25/2017

B
Delaware 9/25/2017

B
North Dakota 9/25/2017

B
District of Columbia 9/25/2017

B
Ohio 9/25/2017

B
Florida 9/25/2017

B
Oklahoma 9/25/2017

B
Georgia 9/25/2017

B
Oregon 9/25/2017

B
Hawaii 9/25/2017

B
Pennsylvania 9/25/2017

B
Idaho 9/25/2017

B
Puerto Rico 9/25/2017

B
Illinois 9/25/2017

B
Rhode Island 9/25/2017

IA
Illinois 9/25/2017

B
South Carolina 9/25/2017

B
Indiana 9/25/2017

B
South Dakota 9/25/2017

B
Iowa 9/25/2017

B
Tennessee 9/25/2017

B
Kansas 9/25/2017

B
Texas 9/25/2017

B
Kentucky 9/25/2017

IA
Texas 9/25/2017

B
Louisiana 9/25/2017

B
Utah 9/25/2017

B
Maine 9/25/2017

B
Vermont 9/25/2017

B
Maryland 9/25/2017

B
Virgin Islands 9/25/2017

B
Massachusetts 9/25/2017

B
Virginia 9/25/2017

B
Michigan 9/25/2017

B
Washington 9/25/2017

B
Minnesota 9/25/2017

B
West Virginia 9/25/2017

B
Mississippi 9/25/2017

B
Wisconsin 9/25/2017

B
Missouri 9/25/2017

B
Wyoming 9/25/2017

B
Montana 9/25/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Carol Stream, IL
Registered with this firm since 9/25/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Carol Stream, IL
Registered with this firm since 8/10/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.