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THOMAS NOWROUZI
CRD#: 6822542
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 601 LARKSPUR LANDING CIRCLE
LARKSPUR, CA 94939
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 601 LARKSPUR LANDING CIRCLE
LARKSPUR, CA 94939
Registration History
2018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BEDWARD JONES (CRD# 250)2018 - 2020 (1 year)IAEDWARD JONES (CRD# 250)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Arizona 4/27/2022

B
New York 9/29/2023

B
California 5/14/2020

B
North Carolina 8/9/2022

IA
California 6/18/2020

B
Ohio 6/13/2023

B
Colorado 8/28/2023

B
Oregon 5/3/2021

B
Florida 8/28/2023

B
Pennsylvania 3/2/2024

B
Georgia 6/27/2022

B
Tennessee 1/3/2025

B
Hawaii 5/3/2021

B
Texas 5/3/2021

B
Idaho 8/28/2023

IA
Texas 6/5/2021

B
Illinois 9/30/2022

B
Utah 10/7/2024

B
Kentucky 1/3/2025

B
Virginia 8/25/2022

B
Michigan 5/31/2022

B
Washington 3/17/2022

B
Nevada 10/3/2023

B
Wisconsin 8/28/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
601 LARKSPUR LANDING CIRCLE, LARKSPUR, CA 94939
Registered with this firm since 6/18/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
601 LARKSPUR LANDING CIRCLE, LARKSPUR, CA 94939
EL CERRITO, CA
Registered with this firm since 5/14/2020

Previous Registration(s)
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IA
04/03/2019 - 02/28/2020 EDWARD JONES (CRD#:250) GOLETA, CA
B
12/28/2018 - 02/28/2020 EDWARD JONES (CRD#:250) GOLETA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.