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Detailed Report
Yuqing Guo
CRD#: 6821243
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 7/11/2024
B
New York 11/1/2021
B
Arizona 11/19/2021
B
Ohio 7/12/2024
B
California 11/1/2021
B
Oklahoma 2/28/2023
IA
California 11/1/2021
B
Oregon 11/1/2021
B
Colorado 7/11/2024
B
Pennsylvania 11/1/2021
B
Florida 7/11/2024
B
Rhode Island 7/11/2024
B
Hawaii 11/1/2021
B
South Carolina 7/11/2024
B
Illinois 7/11/2024
B
Texas 7/11/2024
B
Maryland 7/11/2024
IA
Texas 7/12/2024
B
Massachusetts 11/1/2021
B
Utah 11/1/2021
B
Minnesota 7/11/2024
B
Vermont 7/11/2024
B
Montana 7/11/2024
B
Virginia 7/11/2024
B
Nevada 11/1/2021
B
Washington 9/20/2022
B
New Jersey 7/11/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 11/1/2021
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 11/1/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2018 - 01/11/2021 MORGAN STANLEY (CRD#:149777) PASADENA, CA
B
 03/19/2018 - 01/11/2021 MORGAN STANLEY (CRD#:149777) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.