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LEISL MAJ DODSON
Leisl Butterfield, LEISL DODSON
CRD#: 6820851
IA
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J. W. COLE ADVISORS, INC.CRD#: 112294 25025 Interstate 45N
Suite 470
The Woodlands, TX 77380
Suite 470
The Woodlands, TX 77380
J.W. COLE FINANCIAL, INC.CRD#: 124583 25025 North I-45
Suite 470
The Woodlands, TX 77380
Suite 470
The Woodlands, TX 77380
0
Disclosures
7
Years of Experience
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State Registrations
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Texas 3/3/2022
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Texas 7/22/2022
SRO Registrations
B
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IA
Registered with this firm since 7/22/2022
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Registered with this firm since 3/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/02/2021 - 03/30/2022 | SPRING, TX | |
B | 05/08/2020 - 11/03/2021 | Colorado Springs, CO | |
B | 09/28/2018 - 12/31/2019 | Cincinnati, OH | |
B | 08/07/2017 - 07/10/2018 | COLORADO SPRINGS, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.