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Detailed Report
AUSTIN TAYLOR COSTELLO
AUSTIN T COSTELLO
CRD#: 6820607
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2 WISCONSIN CIR STE 700
CHEVY CHASE, MD 20815
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (1 year)2 FIRMS2022 - Present (2 years)BGENEOS WEALTH MANAGEMENT, INC. (CRD# 120894)2019 - 2022 (2 years)IACAPITAL CONSULTING & ASSET MAN... (CRD# 41438)2020 - 2022 (2 years)
License(s)

State Registrations

B
Colorado 10/12/2023
B
Nebraska 4/18/2022
B
Delaware 5/10/2023
IA
Nebraska 8/25/2022
B
District of Columbia 1/16/2025
B
New York 1/9/2024
B
Kansas 5/21/2024
B
Ohio 8/2/2023
B
Maryland 4/18/2022
B
Utah 12/9/2022
IA
Maryland 12/6/2023
B
Virginia 2/28/2023
B
Missouri 7/9/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2 WISCONSIN CIR STE 700, CHEVY CHASE, MD 20815
Lincoln, NE
Registered with this firm since 8/25/2022
B
LPL FINANCIAL LLC (CRD#:6413)
2 WISCONSIN CIR STE 700, CHEVY CHASE, MD 20815
Lincoln, NE
Registered with this firm since 4/18/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/20/2020 - 08/23/2022 CAPITAL CONSULTING & ASSET MANAGEMENT (CRD#:41438) Lincoln, NE
B
 12/05/2019 - 04/19/2022 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) LINCOLN, NE
IA
 11/13/2017 - 03/25/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) COLORADO SPRINGS, CO
B
 08/18/2017 - 03/25/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.