Individual Firm
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Christen Carley Conring
Christen Conring
CRD#: 6819902
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 BATON ROUGE, LA
0
Disclosures
4
Years of Experience
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State Registrations
B
North Carolina 4/17/2023
IA
North Carolina 5/4/2023
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/12/2022 - 04/18/2023 | BIRMINGHAM, MI | |
B | 10/12/2022 - 04/18/2023 | BIRMINGHAM, MI | |
IA | 09/01/2021 - 10/11/2022 | PITTSBURGH, PA | |
B | 03/11/2021 - 10/11/2022 | PITTSBURGH, PA |
PITTSBURGH, PA
09/01/2021 - 10/11/2022
PITTSBURGH, PA
03/11/2021 - 10/11/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.