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Detailed Report
David Michael Baker
CRD#: 6819612
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 205C SOUTH CHURCH ST
MIDDLETOWN, MD 21769
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 4/9/2019
B
Oregon 1/18/2023
B
California 2/12/2018
B
Pennsylvania 11/28/2017
B
Florida 12/13/2017
B
South Carolina 12/13/2017
B
Kentucky 12/13/2017
B
Tennessee 3/21/2022
B
Maryland 8/29/2017
B
Texas 12/13/2017
IA
Maryland 8/29/2017
IA
Texas 12/19/2018
B
New York 11/28/2017
B
Virginia 11/28/2017
B
North Carolina 11/28/2017
B
West Virginia 12/13/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
205C SOUTH CHURCH ST, MIDDLETOWN, MD 21769
Registered with this firm since 8/29/2017
B
EDWARD JONES (CRD#:250)
205C SOUTH CHURCH ST, MIDDLETOWN, MD 21769
Registered with this firm since 8/9/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.