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DAVID I GARCIA
DAVID Ignacio GARCIA, David I Garcia, David Garcia
CRD#: 6817978
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 1177 N 9TH ST
MIDLOTHIAN, TX 76065
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

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Arizona 10/1/2024

B
South Carolina 10/1/2024

B
Florida 10/1/2024

B
Texas 10/1/2024

B
Kansas 10/1/2024

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Texas 10/1/2024

B
Oklahoma 1/16/2025

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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WELLS FARGO ADVISORS (CRD#:19616)
1177 N 9TH ST, MIDLOTHIAN, TX 76065
557 E OVILLA RD, RED OAK, TX 75154
Registered with this firm since 10/1/2024

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WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1177 N 9TH ST, MIDLOTHIAN, TX 76065
557 E OVILLA RD, RED OAK, TX 75154
Registered with this firm since 10/1/2024

Previous Registration(s)
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04/20/2022 - 10/02/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) LANCASTER, TX
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04/20/2022 - 10/02/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) LANCASTER, TX
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04/24/2018 - 04/08/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CEDAR HILL, TX
B
02/20/2018 - 04/08/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CEDAR HILL, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.