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Detailed Report
Nicholas Guy Cascella
Nicholas Cascella
CRD#: 6817885
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2801 YOUNGFIELD ST SUITE 110
GOLDEN, CO 80401
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 11/6/2017
B
New Mexico 11/6/2017
B
California 11/6/2017
B
New York 11/6/2017
IA
Colorado 8/28/2017
B
Oklahoma 11/6/2017
B
Colorado 11/3/2017
B
Oregon 11/6/2017
B
Florida 11/6/2017
B
Pennsylvania 11/6/2017
B
Georgia 11/6/2017
B
Texas 11/6/2017
B
Louisiana 11/6/2017
IA
Texas 12/4/2018
B
Maryland 6/26/2024
B
Utah 11/6/2017
B
Missouri 8/28/2017
B
Virginia 11/6/2017
B
Montana 1/3/2019
B
Washington 11/6/2017
B
Nevada 11/6/2017
B
Wyoming 11/6/2017
B
New Hampshire 11/6/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2801 YOUNGFIELD ST SUITE 110, GOLDEN, CO 80401
Registered with this firm since 8/28/2017
B
EDWARD JONES (CRD#:250)
2801 YOUNGFIELD ST SUITE 110, GOLDEN, CO 80401
Registered with this firm since 8/8/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.