Individual Firm
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Joseph Maury Strauss
Joe Strauss
CRD#: 6817647
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EQUITABLE ADVISORS, LLCCRD#: 6627 ALBANY, OR
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12/4/2023
Judgment / Lien
State Registrations
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Oregon 5/22/2023
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Oregon 5/22/2023
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2019 - 03/30/2023 | Albany, OR | |
B | 01/15/2019 - 03/30/2023 | Albany, OR | |
IA | 09/05/2017 - 12/21/2018 | HARRISBURG, PA | |
B | 07/26/2017 - 12/21/2018 | HARRISBURG, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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