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Aaron David Windhorst
Aaron D. Windhorst
CRD#: 6816241
IA
B
IHT WEALTH MANAGEMENT LLCCRD#: 171481 1213 Hylton Heights Road Suite 109
Manhattan, KS 66502
Manhattan, KS 66502
LPL FINANCIAL LLCCRD#: 6413 1213 HYLTON HEIGHTS RD STE 109
MANHATTAN, KS 66502
MANHATTAN, KS 66502
0
Disclosures
7
Years of Experience
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State Registrations
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Colorado 6/24/2022
B
Nevada 11/12/2024
B
Florida 10/15/2024
B
North Dakota 6/24/2022
B
Georgia 6/24/2022
B
Ohio 6/24/2022
B
Illinois 6/24/2022
B
Pennsylvania 6/24/2022
B
Kansas 7/1/2021
B
Virginia 6/24/2022
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Kansas 10/2/2024
B
West Virginia 4/17/2023
B
Missouri 6/24/2022
SRO Registrations
B
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IA
Registered with this firm since 10/2/2024
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Registered with this firm since 7/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/14/2023 - 10/02/2024 | Manhattan, KS | |
IA | 10/08/2020 - 12/31/2023 | Manhattan, KS | |
IA | 06/19/2017 - 07/31/2023 | MANHATTAN, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.