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Shawn Sharafkah
SHAWN SHARAFKAH, Shahryar Sharafkah, Shawn Sharyar Sharafkah, Shahyar Shawn Sharafkhah
CRD#: 6816100
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 San Jose, CA
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 5/31/2024

B
Montana 5/31/2024

B
Alaska 5/31/2024

B
Nebraska 5/31/2024

B
Arizona 5/31/2024

B
Nevada 5/31/2024

B
Arkansas 5/31/2024

B
New Hampshire 5/31/2024

B
California 5/23/2024

B
New Jersey 5/31/2024

IA
California 5/23/2024

B
New Mexico 5/31/2024

B
Colorado 5/31/2024

B
New York 5/31/2024

B
Connecticut 5/31/2024

B
North Carolina 5/31/2024

B
Delaware 5/31/2024

B
North Dakota 5/31/2024

B
District of Columbia 5/31/2024

B
Ohio 6/1/2024

IA
District of Columbia 6/6/2024

B
Oklahoma 5/31/2024

B
Florida 5/31/2024

IA
Oklahoma 6/3/2024

B
Georgia 5/31/2024

B
Oregon 5/31/2024

B
Hawaii 5/31/2024

B
Pennsylvania 5/31/2024

B
Idaho 5/31/2024

B
Rhode Island 5/31/2024

B
Illinois 5/31/2024

B
South Carolina 5/31/2024

B
Indiana 5/31/2024

B
South Dakota 5/31/2024

B
Iowa 5/31/2024

B
Tennessee 5/31/2024

B
Kansas 5/31/2024

B
Texas 5/31/2024

B
Kentucky 5/31/2024

IA
Texas 5/31/2024

B
Louisiana 5/31/2024

B
Utah 5/31/2024

B
Maine 5/31/2024

B
Vermont 5/31/2024

B
Maryland 5/31/2024

B
Virginia 5/31/2024

B
Massachusetts 5/31/2024

B
Washington 5/31/2024

B
Michigan 5/31/2024

B
West Virginia 5/31/2024

B
Minnesota 5/31/2024

B
Wisconsin 5/31/2024

B
Mississippi 5/31/2024

B
Wyoming 5/31/2024

B
Missouri 5/31/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
San Jose, CA
Registered with this firm since 5/23/2024

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
San Jose, CA
Registered with this firm since 5/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/28/2023 - 05/16/2024 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) San Jose, CA
B
06/29/2023 - 05/16/2024 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) San Jose, CA
IA
02/19/2021 - 08/25/2021 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) SAN JOSE, CA
B
07/12/2021 - 08/25/2021 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) SAN JOSE, CA
IA
10/29/2018 - 04/22/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
08/08/2018 - 04/22/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
07/26/2017 - 04/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) SAN JOSE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.