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Detailed Report
MEREDITH CAMPBELL
CRD#: 6815802
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 301 COMMERCE Ste 2800
FT. WORTH, TX 76102
Registration History
20202021202220232024202520262 FIRMS2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2020 - 2021 (<1 year)
Disclosure(s)
View By:
6/7/2021
Employment Separation After Allegations
License(s)

State Registrations

B
California 1/6/2023
B
New Mexico 1/5/2023
B
Delaware 1/29/2025
B
Pennsylvania 1/6/2023
B
Florida 1/6/2023
B
South Carolina 6/30/2023
B
Georgia 1/10/2023
B
Tennessee 6/30/2023
B
Idaho 1/10/2023
B
Texas 8/30/2021
B
Illinois 10/17/2023
IA
Texas 10/18/2021
B
Louisiana 2/4/2025
B
Washington 9/22/2023
B
Michigan 3/1/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
301 COMMERCE Ste 2800, FT. WORTH, TX 76102
Benbrook, TX
Registered with this firm since 10/18/2021
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
301 COMMERCE Ste 2800, FT. WORTH, TX 76102
Benbrook, TX
Registered with this firm since 8/4/2021
Previous Registration(s)
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B
 08/31/2020 - 07/01/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PLANO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.