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ROMAIN HUBERT DUCASSE
ROMAIN DUCASSE, Romain H Ducasse
CRD#: 6815670
IA
B
MORGAN STANLEYCRD#: 149777 101 West Big Beaver Road
Suite 1200
Troy, MI 48084
Suite 1200
Troy, MI 48084
0
Disclosures
7
Years of Experience
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State Registrations
B
Alaska 1/18/2023
B
Missouri 10/22/2021
B
Arizona 10/22/2021
B
New Mexico 5/26/2023
B
Colorado 10/22/2021
B
Ohio 10/22/2021
B
Florida 10/22/2021
B
Pennsylvania 10/22/2021
B
Georgia 10/22/2021
B
South Carolina 10/22/2021
B
Hawaii 10/22/2021
B
Tennessee 10/22/2021
B
Illinois 10/22/2021
B
Texas 10/22/2021
B
Indiana 10/22/2021
IA
Texas 10/22/2021
B
Maryland 10/22/2021
B
Vermont 10/22/2021
B
Michigan 10/22/2021
B
Virginia 10/22/2021
IA
Michigan 10/22/2021
B
Washington 10/22/2021
B
Minnesota 10/22/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/22/2021
B
Registered with this firm since 10/22/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2018 - 11/01/2021 | TROY, MI | |
B | 08/30/2018 - 11/01/2021 | TROY, MI | |
IA | 09/29/2017 - 08/06/2018 | FARMINGTON HILLS, MI | |
B | 09/01/2017 - 08/06/2018 | FARMINGTON HILLS, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.