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Detailed Report
Gillian Huan Yih Lim
CRD#: 6815614
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 160 GUTHRIE LANE
SUITE 7B
BRENTWOOD, CA 94513
Registration History
2017201820192020202120222023202420252026IAPRIMERICA ADVISORS (CRD# 10111)2019 - Present (6 years)BPFS INVESTMENTS INC. (CRD# 10111)2017 - Present (7 years)
Disclosure(s)
View By:
6/12/2019
Financial
Final
6/12/2019
Financial
Final
6/12/2019
Financial
Final
6/12/2019
Financial
Final
6/12/2019
Financial
Final
12/31/2018
Financial
Final
12/24/2018
Financial
Final
11/30/2018
Financial
Final
8/31/2018
Financial
Final
License(s)

State Registrations

B
Arizona 9/17/2024
B
North Carolina 9/19/2024
B
California 9/1/2017
B
Texas 1/28/2021
IA
California 3/1/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
160 GUTHRIE LANE SUITE 7B, BRENTWOOD, CA 94513
Registered with this firm since 3/1/2019
B
PFS INVESTMENTS INC. (CRD#:10111)
160 GUTHRIE LANE SUITE 7B, BRENTWOOD, CA 94513
Registered with this firm since 8/16/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.