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Mark Garrett McMullen
Mark McMullen
CRD#: 6815504
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 PARK PL
ANNAPOLIS, MD 21401
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 5/1/2018

B
Missouri 10/1/2024

B
Arkansas 5/1/2018

B
Nevada 4/1/2019

B
California 5/1/2018

B
New Jersey 5/1/2018

B
Colorado 5/1/2018

B
New York 5/1/2018

B
Connecticut 5/1/2018

B
North Carolina 5/1/2018

B
Delaware 5/1/2018

B
Ohio 7/15/2021

B
District of Columbia 5/1/2018

B
Oregon 6/21/2022

B
Florida 5/1/2018

B
Pennsylvania 5/1/2018

B
Georgia 2/1/2022

B
Rhode Island 5/1/2018

B
Hawaii 6/1/2018

B
South Carolina 5/1/2018

B
Illinois 7/16/2018

B
South Dakota 3/15/2022

B
Louisiana 6/18/2024

B
Tennessee 1/4/2019

B
Maine 1/15/2021

B
Texas 5/1/2018

B
Maryland 4/10/2018

IA
Texas 5/17/2018

IA
Maryland 4/10/2018

B
Virginia 5/1/2018

B
Massachusetts 5/1/2018

B
Washington 2/15/2019

B
Michigan 5/1/2018

B
West Virginia 5/1/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 PARK PL, ANNAPOLIS, MD 21401
Registered with this firm since 4/10/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 PARK PL, ANNAPOLIS, MD 21401
Registered with this firm since 1/2/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.