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HALLE MACERELLI
HALLE PAIGE MACERELLI
CRD#: 6813118
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 PARRISH, FL
CETERA ADVISORS LLCCRD#: 10299 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
0
Disclosures
6
Years of Experience
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State Registrations
B
California 3/3/2023
IA
Florida 4/7/2023
B
Florida 3/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
Registered with this firm since 3/3/2023
B
Registered with this firm since 3/3/2023
B
B
Registered with this firm since 3/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/06/2023 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 06/08/2021 - 02/21/2023 | TAMPA, FL | |
B | 06/07/2021 - 02/21/2023 | TAMPA, FL | |
IA | 09/09/2019 - 04/28/2021 | SARASOTA, FL | |
B | 07/15/2019 - 04/28/2021 | SARASOTA, FL | |
B | 08/02/2018 - 07/09/2019 | McMurray, PA | |
B | 05/14/2018 - 08/03/2018 | BETHEL PARK, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.