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Daniel Alexander Montes
CRD#: 6812953
IA
B
MORGAN STANLEYCRD#: 149777 8548 Rozita Lee Avenue
Suite 400
Las Vegas, NV 89113
Suite 400
Las Vegas, NV 89113
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
Alabama 9/13/2024
B
Nebraska 9/7/2023
B
Alaska 9/13/2024
B
Nevada 12/15/2022
B
Arizona 9/13/2024
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Nevada 12/21/2022
B
Arkansas 9/13/2024
B
New Hampshire 9/13/2024
B
California 9/7/2023
B
New Jersey 9/13/2024
B
Colorado 9/13/2024
B
New Mexico 9/7/2023
B
Connecticut 9/13/2024
B
New York 10/19/2023
B
Delaware 10/19/2023
B
North Carolina 9/7/2023
B
District of Columbia 9/13/2024
B
North Dakota 9/13/2024
B
Florida 9/7/2023
B
Ohio 9/14/2024
B
Georgia 9/7/2023
B
Oklahoma 9/13/2024
B
Hawaii 9/13/2024
B
Oregon 9/7/2023
B
Idaho 9/13/2024
B
Pennsylvania 9/7/2023
B
Illinois 9/7/2023
B
Puerto Rico 9/13/2024
B
Indiana 9/13/2024
B
Rhode Island 9/13/2024
B
Iowa 9/13/2024
B
South Carolina 9/13/2024
B
Kansas 9/13/2024
B
South Dakota 9/13/2024
B
Kentucky 9/13/2024
B
Texas 9/7/2023
B
Louisiana 9/13/2024
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Texas 9/13/2023
B
Maine 9/13/2024
B
Utah 9/13/2024
B
Maryland 9/13/2024
B
Vermont 9/13/2024
B
Massachusetts 9/12/2024
B
Virgin Islands 9/13/2024
B
Michigan 9/7/2023
B
Virginia 1/9/2024
B
Minnesota 9/13/2024
B
Washington 9/13/2024
B
Mississippi 9/13/2024
B
West Virginia 9/13/2024
B
Missouri 9/13/2024
B
Wisconsin 9/13/2024
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Montana 9/13/2024
B
Wyoming 9/13/2024
SRO Registrations
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B
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IA
Registered with this firm since 12/21/2022
B
Registered with this firm since 12/15/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2021 - 12/12/2022 | LAS VEGAS, NV | |
B | 06/08/2021 - 12/12/2022 | LAS VEGAS, NV | |
IA | 12/02/2019 - 06/16/2021 | LAS VEGAS, NV | |
B | 10/10/2019 - 06/16/2021 | LAS VEGAS, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.