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Detailed Report
Jeremy Le Van Lau
Jeremy Lau
CRD#: 6812603
IA
Investment Adviser
PRUDENT INVESTORSCRD#: 127284 22932 EL TORO RD.
LAKE FOREST, CA 92630
Registration History
2017201820192020202120222023202420252026IAPRUDENT INVESTORS (CRD# 127284)2017 - Present (7 years)
License(s)

State Registrations

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California 6/21/2017
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Texas 2/23/2023
Current Registration(s)
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PRUDENT INVESTORS (CRD#:127284)
22932 EL TORO RD., LAKE FOREST, CA 92630
Registered with this firm since 6/21/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.