• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Mitchel J Smith
MITCHEL SMITH, Mitchel James Smith
CRD#: 6812357
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 CHERAPA PLACE
SUITE 503
SIOUX FALLS, SD 57103
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2022 - 2023 (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 12/22/2023

B
New Jersey 3/12/2024

B
Arkansas 12/22/2023

B
New Mexico 4/9/2024

B
California 12/22/2023

B
New York 9/16/2024

B
Colorado 12/22/2023

B
North Carolina 9/16/2024

B
Delaware 12/22/2023

B
North Dakota 9/16/2024

B
Florida 12/22/2023

B
Ohio 9/17/2024

B
Georgia 12/22/2023

B
Oklahoma 9/16/2024

B
Idaho 12/22/2023

B
Oregon 9/16/2024

B
Illinois 12/22/2023

B
Pennsylvania 9/16/2024

B
Indiana 12/22/2023

B
South Dakota 12/22/2023

B
Iowa 12/22/2023

IA
South Dakota 12/22/2023

B
Kansas 12/22/2023

B
Tennessee 9/16/2024

B
Kentucky 9/16/2024

B
Texas 9/16/2024

B
Maryland 12/22/2023

IA
Texas 9/27/2024

B
Massachusetts 12/22/2023

B
Utah 9/16/2024

B
Michigan 12/22/2023

B
Vermont 9/16/2024

B
Minnesota 12/22/2023

B
Virginia 9/16/2024

B
Missouri 12/22/2023

B
Washington 1/2/2024

B
Montana 12/22/2023

B
Wisconsin 9/16/2024

B
Nebraska 12/22/2023

B
Wyoming 9/16/2024

B
Nevada 12/22/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 CHERAPA PLACE SUITE 503, SIOUX FALLS, SD 57103
Registered with this firm since 12/22/2023

B
MORGAN STANLEY (CRD#:149777)
300 CHERAPA PLACE SUITE 503, SIOUX FALLS, SD 57103
Registered with this firm since 12/22/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/11/2022 - 08/18/2023 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) SIOUX FALLS, SD
B
07/02/2022 - 08/17/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SIOUX FALLS, SD
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.