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Tyler Reed Lewis
Tyler Lewis
CRD#: 6812159
IA
B
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 51 Elm St
Ste 106
Laconia, NH 03246
Ste 106
Laconia, NH 03246
0
Disclosures
4
Years of Experience
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State Registrations
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Arizona 7/7/2023
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New Hampshire 4/29/2024
B
California 1/28/2025
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New Jersey 1/28/2025
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Connecticut 3/22/2021
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New York 11/18/2021
B
Florida 4/22/2024
B
North Carolina 1/28/2025
B
Maine 1/28/2025
B
Rhode Island 2/5/2024
B
Maryland 11/17/2023
B
Texas 3/8/2024
B
Massachusetts 6/26/2023
B
Vermont 1/28/2025
B
New Hampshire 6/26/2023
SRO Registrations
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Registered with this firm since 3/22/2021
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Registered with this firm since 3/22/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2021 - 03/24/2021 | COLCHESTER, CT | |
B | 10/16/2020 - 03/23/2021 | COLCHESTER, CT | |
IA | 01/06/2021 - 01/06/2021 | COLCHESTER, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.