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Detailed Report
John Robert KAMAL
John KAMAL
CRD#: 6811427
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 777 E EISENHOWER PKWY
ANN ARBOR, MI 48108
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 12/4/2017
B
Montana 12/4/2017
B
Arizona 12/4/2017
B
New Jersey 12/4/2017
B
Arkansas 12/4/2017
B
New York 12/4/2017
B
California 12/4/2017
B
North Carolina 12/5/2017
B
Colorado 12/4/2017
B
Ohio 12/4/2017
B
Connecticut 12/4/2017
B
Oklahoma 12/4/2017
B
Florida 12/4/2017
B
Oregon 12/4/2017
B
Georgia 12/4/2017
B
Pennsylvania 12/4/2017
B
Illinois 12/4/2017
B
South Carolina 12/4/2017
B
Indiana 12/4/2017
B
Tennessee 12/4/2017
B
Kentucky 12/4/2017
B
Texas 12/4/2017
B
Maryland 12/4/2017
IA
Texas 12/4/2017
B
Michigan 11/28/2017
B
Virginia 12/4/2017
IA
Michigan 11/28/2017
B
Washington 12/4/2017
B
Minnesota 12/4/2017
B
Wisconsin 12/4/2017
B
Missouri 12/4/2017
B
Wyoming 12/4/2017

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
777 E EISENHOWER PKWY, ANN ARBOR, MI 48108
Registered with this firm since 11/28/2017
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
777 E EISENHOWER PKWY, ANN ARBOR, MI 48108
Registered with this firm since 9/26/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.