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Omar Josue Urueta
Omar Urueta
CRD#: 6811350
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Lone Tree, CO 80124
0
Disclosures
7
Years of Experience
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State Registrations
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Alabama 12/9/2021
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Montana 12/9/2021
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Alaska 12/9/2021
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Nebraska 12/9/2021
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Arizona 12/9/2021
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Nevada 12/9/2021
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Arkansas 12/9/2021
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New Hampshire 12/9/2021
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California 12/9/2021
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New Jersey 12/9/2021
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Colorado 12/9/2021
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New Mexico 12/9/2021
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Colorado 1/24/2025
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New York 12/9/2021
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Connecticut 12/9/2021
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North Carolina 12/9/2021
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Delaware 12/9/2021
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North Dakota 12/9/2021
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District of Columbia 12/9/2021
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Ohio 12/10/2021
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Florida 12/9/2021
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Oklahoma 12/9/2021
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Georgia 12/9/2021
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Oregon 12/9/2021
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Hawaii 12/9/2021
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Pennsylvania 12/9/2021
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Idaho 12/9/2021
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Puerto Rico 12/9/2021
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Illinois 12/9/2021
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Rhode Island 12/9/2021
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Indiana 12/9/2021
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South Carolina 12/9/2021
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Iowa 12/9/2021
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South Dakota 12/9/2021
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Kansas 12/9/2021
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Tennessee 12/9/2021
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Kentucky 12/9/2021
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Texas 12/9/2021
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Louisiana 12/9/2021
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Utah 12/9/2021
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Maine 12/9/2021
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Vermont 12/9/2021
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Maryland 12/9/2021
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Virgin Islands 12/9/2021
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Massachusetts 12/9/2021
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Virginia 12/9/2021
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Michigan 12/9/2021
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Washington 12/9/2021
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Minnesota 12/9/2021
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West Virginia 12/9/2021
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Mississippi 12/9/2021
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Wisconsin 12/9/2021
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Missouri 12/9/2021
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Wyoming 12/9/2021
SRO Registrations
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Registered with this firm since 1/24/2025
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Registered with this firm since 12/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/16/2021 - 01/24/2025 | Lone Tree, CO | |
IA | 06/20/2019 - 10/14/2021 | Colorado Springs, CO | |
B | 08/02/2017 - 10/14/2021 | COLORADO SPRINGS, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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