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Nathaniel Sturgill
NATHANIEL STURGILL, Nathaniel Scott Sturgill
CRD#: 6810102
IA
B
EDWARD JONESCRD#: 250 116 E Market St
Elkin, NC 28621
Elkin, NC 28621
0
Disclosures
7
Years of Experience
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State Registrations
B
Delaware 10/23/2024
B
Texas 10/23/2024
B
New York 10/23/2024
IA
Texas 10/25/2024
IA
North Carolina 8/15/2022
B
Utah 10/23/2024
B
North Carolina 8/18/2022
B
Vermont 10/23/2024
B
Ohio 1/9/2024
B
Virginia 1/31/2023
B
Tennessee 10/23/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/11/2020 - 08/05/2022 | Wilkesboro, NC | |
B | 12/10/2020 - 08/05/2022 | RALEIGH, NC | |
IA | 09/05/2017 - 09/24/2020 | BOONE, NC | |
B | 08/01/2017 - 09/24/2020 | BOONE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.