Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Matthew A Funk
Matthew Albert Funk, Matthew Funk
CRD#: 6809842
IA
Investment Adviser
B
Broker
MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD#: 110353 100 FRONT STREET
WEST CONSHOHOCKEN, PA 19428
MORGAN STANLEY DISTRIBUTION, INC.CRD#: 30344 100 Front Street
Suite 400
West Conshohocken, PA 19428
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Pennsylvania 8/28/2019
IA
Pennsylvania 8/28/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY INVESTMENT MANAGEMENT INC. (CRD#:110353)
100 FRONT STREET, WEST CONSHOHOCKEN, PA 19428
Registered with this firm since 8/28/2019
B
MORGAN STANLEY DISTRIBUTION, INC. (CRD#:30344)
100 Front Street Suite 400, West Conshohocken, PA 19428
Registered with this firm since 8/28/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/05/2018 - 07/03/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
B
 08/22/2018 - 07/03/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.