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Courtney Ann Breen
Courtney Breen
CRD#: 6809716
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 9/27/2019

B
Michigan 9/27/2019

B
Arkansas 6/3/2024

B
Montana 9/27/2019

B
California 10/22/2018

B
Nebraska 10/5/2021

IA
California 10/22/2018

B
Nevada 9/27/2019

B
Colorado 9/27/2019

B
New Jersey 9/27/2019

B
Connecticut 9/27/2019

B
New York 9/26/2019

B
District of Columbia 9/27/2019

B
North Carolina 9/27/2019

B
Florida 9/27/2019

B
Ohio 9/29/2019

B
Georgia 9/27/2019

B
Oregon 9/26/2019

B
Hawaii 9/27/2019

B
South Carolina 9/27/2019

IA
Hawaii 11/19/2020

B
Texas 9/27/2019

B
Idaho 9/27/2019

IA
Texas 9/27/2019

B
Illinois 9/27/2019

B
Utah 9/27/2019

B
Iowa 9/27/2019

B
Vermont 3/21/2022

B
Kansas 9/26/2019

B
Virginia 9/27/2019

B
Maryland 9/27/2019

B
Washington 9/27/2019

B
Massachusetts 9/27/2019

B
West Virginia 10/4/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
1000 AVIARA PKWY, CARLSBAD, CA 92011
Registered with this firm since 10/22/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
1000 AVIARA PKWY, CARLSBAD, CA 92011
Registered with this firm since 9/5/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.