Individual Firm
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Corrina Elizabeth Olson
Corrina Elizabeth Chikos, Corrina Chikos, Corrina Olson
CRD#: 6808711
IA
B
COPPERWYND FINANCIALCRD#: 143442 14256 N. NORTHSIGHT BLVD.
STE B-115
SCOTTSDALE, AZ 85260
STE B-115
SCOTTSDALE, AZ 85260
View By:
1/10/2019
Customer Dispute
Closed-No Action
State Registrations
IA
Arizona 5/10/2022
IA
Registered with this firm since 5/10/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/23/2018 - 05/05/2022 | SCOTTSDALE, AZ | |
B | 07/18/2017 - 05/05/2022 | SCOTTSDALE, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.