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ANNALEA AMBRAZIEJUS
Annie Ambraziejus
CRD#: 6808426
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 127 Congress Street
Floor 01
Boston, MA 02110-2511
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2018 - 2024 (5 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2018 - 2023 (5 years)IATD AMERITRADE, INC. (CRD# 7870)2018 - 2022 (4 years)
License(s)

State Registrations

B
California 1/26/2022

B
Massachusetts 2/28/2022

B
Colorado 1/26/2022

B
New Hampshire 1/26/2022

B
Connecticut 1/26/2022

B
New Jersey 1/26/2022

IA
Connecticut 1/27/2022

B
New York 1/26/2022

B
District of Columbia 1/26/2022

B
Pennsylvania 1/2/2025

B
Florida 1/26/2022

B
Rhode Island 1/26/2022

B
Maine 1/26/2022

B
Virginia 2/7/2022

B
Maryland 1/26/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
127 Congress Street Floor 01, Boston, MA 02110-2511
Registered with this firm since 1/27/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
127 Congress Street Floor 01, Boston, MA 02110-2511
Registered with this firm since 1/26/2022

Previous Registration(s)
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B
08/17/2018 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Boston, MA
IA
09/11/2018 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Burlington, MA
IA
09/11/2018 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Boston, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.