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James Laurence Unger
CRD#: 6808330
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 16 CAMPUS BLVD
SUITE 200
NEWTOWN SQUARE, PA 19073
Registration History
201820192020202120222023202420252026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2019 - Present (5 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2018 - Present (6 years)
License(s)

State Registrations

B
Delaware 3/21/2024

B
North Carolina 1/29/2025

B
Florida 10/13/2023

B
Ohio 2/8/2021

B
Illinois 10/4/2024

B
Pennsylvania 4/8/2019

B
Maryland 10/30/2024

IA
Pennsylvania 4/18/2019

B
New Jersey 4/26/2019

B
Rhode Island 4/23/2024

B
New York 9/20/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073
Registered with this firm since 4/18/2019

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073
Registered with this firm since 12/19/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.