• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
EDUARDO MENDOZA
EDDY MENDOZA
CRD#: 6808209
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 703 WATERFORD WAY
STE 190
MIAMI, FL 33126
Registration History
2017201820192020202120222023202420252026IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2022 - Present (3 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2019 - Present (5 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2018 - 2019 (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2017 - 2018 (1 year)
License(s)

State Registrations

B
Florida 6/3/2019

IA
Florida 1/28/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
703 WATERFORD WAY STE 190, MIAMI, FL 33126
Registered with this firm since 1/28/2022

B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
703 WATERFORD WAY STE 190, MIAMI, FL 33126
Registered with this firm since 6/3/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/16/2018 - 06/04/2019 PRUCO SECURITIES, LLC. (CRD#:5685) West Palm Beach, FL
B
07/07/2017 - 08/01/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.