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Detailed Report
JOHN WILLIAM TURNER II
John William Turner
CRD#: 6808144
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 402 N PROSPECT STREET
HERKIMER, NY 13357
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2017 - 2023 (5 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2021 - 2023 (1 year)
License(s)

State Registrations

B
Florida 10/23/2024
IA
New York 4/14/2023
B
New York 4/14/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
402 N PROSPECT STREET, HERKIMER, NY 13357
Registered with this firm since 4/14/2023
B
EQUITY SERVICES, INC. (CRD#:265)
402 N PROSPECT STREET, HERKIMER, NY 13357
Registered with this firm since 4/14/2023
Previous Registration(s)
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IA
 06/07/2021 - 04/14/2023 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Oneida, NY
B
 06/21/2017 - 04/14/2023 PRUCO SECURITIES, LLC. (CRD#:5685) Oneida, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.