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Ana Carolina Bourasseau-Calderon
Ana Bourasseau, Ana C Bourasseau-Calderon
CRD#: 6807423
IA
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EQUITABLE ADVISORS, LLCCRD#: 6627 270 MUNOZ RIVERA AVE
SUITE 505
SAN JUAN, PR 00918-1905
SUITE 505
SAN JUAN, PR 00918-1905
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Disclosures
7
Years of Experience
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State Registrations
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Maine 8/8/2024
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Puerto Rico 8/8/2024
IA
Maine 8/8/2024
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Puerto Rico 8/9/2024
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New Hampshire 8/8/2024
SRO Registrations
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IA
Registered with this firm since 8/8/2024
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Registered with this firm since 8/8/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/12/2021 - 06/03/2024 | AUBURN, ME | |
B | 08/06/2021 - 06/03/2024 | AUBURN, ME | |
B | 06/24/2019 - 08/03/2021 | HARTFORD, CT | |
B | 07/01/2017 - 06/25/2019 | SOUTH PORTLAND, ME |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.