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Detailed Report
Andre Ricardo Carrera
CRD#: 6807109
IA
Investment Adviser
B
Broker
MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD#: 110353 1585 BROADWAY
NEW YORK, NY 10036
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 1585 Broadway
New York, NY 10036
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 8/12/2022
B
Nebraska 8/12/2022
B
Alaska 8/12/2022
B
Nevada 8/12/2022
B
Arizona 8/12/2022
B
New Hampshire 8/12/2022
B
Arkansas 8/12/2022
B
New Jersey 8/12/2022
B
California 8/12/2022
B
New Mexico 8/12/2022
B
Colorado 8/12/2022
B
New York 8/12/2022
B
Connecticut 8/12/2022
IA
New York 8/12/2022
B
Delaware 8/12/2022
B
North Carolina 8/12/2022
B
District of Columbia 8/12/2022
B
North Dakota 8/12/2022
B
Florida 8/12/2022
B
Ohio 8/12/2022
B
Georgia 8/12/2022
B
Oklahoma 8/12/2022
B
Hawaii 8/12/2022
B
Oregon 8/12/2022
B
Idaho 8/12/2022
B
Pennsylvania 8/12/2022
B
Illinois 8/12/2022
B
Puerto Rico 8/12/2022
B
Indiana 8/12/2022
B
Rhode Island 8/12/2022
B
Iowa 8/12/2022
B
South Carolina 8/12/2022
B
Kansas 8/12/2022
B
South Dakota 8/12/2022
B
Kentucky 8/12/2022
B
Tennessee 8/12/2022
B
Louisiana 8/12/2022
B
Texas 8/12/2022
B
Maine 8/12/2022
B
Utah 8/12/2022
B
Maryland 8/12/2022
B
Vermont 8/12/2022
B
Massachusetts 8/12/2022
B
Virgin Islands 8/12/2022
B
Michigan 8/12/2022
B
Virginia 8/12/2022
B
Minnesota 8/12/2022
B
Washington 8/12/2022
B
Mississippi 8/12/2022
B
West Virginia 8/12/2022
B
Missouri 8/12/2022
B
Wisconsin 8/12/2022
B
Montana 8/12/2022
B
Wyoming 8/12/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY INVESTMENT MANAGEMENT INC. (CRD#:110353)
1585 BROADWAY, NEW YORK, NY 10036
Registered with this firm since 8/12/2022
B
EATON VANCE DISTRIBUTORS, INC. (CRD#:37731)
1585 Broadway, New York, NY 10036
Registered with this firm since 8/12/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/13/2019 - 08/12/2022 MORGAN STANLEY (CRD#:149777) New York, NY
B
 08/01/2019 - 08/12/2022 MORGAN STANLEY (CRD#:149777) New York, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.