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Detailed Report
Y Samuel SHIH
Y SHIH, Sam Shih, Samuel Shih
CRD#: 6806755
IA
Investment Adviser
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Previous Broker
ODER INVESTMENT MANAGEMENT, LLCCRD#: 134506 21300 VICTORY BLVD
SUITE 855
WOODLAND HILLS, CA 91367
Registration History
20192020202120222023202420252026IAODER INVESTMENT MANAGEMENT, LLC (CRD# 134506)2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2019 (<1 year)
License(s)

State Registrations

IA
California 9/7/2021
Current Registration(s)
IA
ODER INVESTMENT MANAGEMENT, LLC (CRD#:134506)
21300 VICTORY BLVD SUITE 855, WOODLAND HILLS, CA 91367
Registered with this firm since 9/7/2021
Previous Registration(s)
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 10/08/2019 - 12/20/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.