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Thai-Thomas Hoa Tran
CRD#: 6806207
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Investment Adviser
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Previous Broker
FORTUNA WEALTH MANAGEMENTCRD#: 319001 CHICAGO, IL
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2021 (3 years)IAFORTUNA WEALTH MANAGEMENT (CRD# 319001)2022 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2017 - 2017 (<1 year)
License(s)

State Registrations

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California 3/29/2024

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Minnesota 6/24/2022

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Illinois 4/14/2023

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Texas 3/30/2023

Current Registration(s)
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FORTUNA WEALTH MANAGEMENT (CRD#:319001)
CHICAGO, IL
Registered with this firm since 6/24/2022

Previous Registration(s)
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08/01/2018 - 08/19/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MINNEAPOLIS, MN
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07/19/2018 - 08/19/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MINNEAPOLIS, MN
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07/18/2017 - 08/14/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
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