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MELISSA NOBLE LIGOTTI
Melissa Sue Bradford, Melissa Sue Noble Elliott, Melissa Noble Ligotti, Melissa Sue McGuire, Melissa Sue Noble
CRD#: 6806125
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1 PORTLAND SQUARE STE 6A
PORTLAND, ME 04101
PORTLAND, ME 04101
View By:
7/20/2018
Financial
Final
State Registrations
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Alabama 8/29/2023
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Missouri 8/25/2023
B
Alaska 8/25/2023
B
Montana 8/25/2023
B
Arizona 8/25/2023
B
Nevada 8/25/2023
B
Arkansas 8/25/2023
B
New Hampshire 8/25/2023
B
California 8/25/2023
B
New Jersey 8/25/2023
B
Colorado 8/25/2023
B
New Mexico 8/29/2023
B
Connecticut 8/25/2023
B
New York 8/25/2023
B
District of Columbia 8/25/2023
B
North Carolina 8/25/2023
B
Florida 8/25/2023
B
Ohio 8/25/2023
B
Georgia 8/25/2023
B
Oklahoma 8/25/2023
B
Hawaii 8/25/2023
B
Oregon 8/25/2023
B
Idaho 8/25/2023
B
Pennsylvania 8/25/2023
B
Illinois 8/25/2023
B
Rhode Island 8/25/2023
B
Indiana 8/25/2023
B
South Carolina 8/25/2023
B
Iowa 8/28/2023
B
South Dakota 8/29/2023
B
Kansas 8/28/2023
B
Tennessee 8/25/2023
B
Kentucky 8/25/2023
B
Texas 8/25/2023
B
Louisiana 8/29/2023
B
Utah 8/25/2023
B
Maine 8/28/2023
B
Vermont 8/25/2023
IA
Maine 8/28/2023
B
Virgin Islands 8/29/2023
B
Maryland 8/25/2023
B
Virginia 8/25/2023
B
Massachusetts 8/25/2023
B
Washington 8/25/2023
B
Michigan 8/25/2023
B
Wisconsin 8/28/2023
B
Mississippi 9/5/2023
B
Wyoming 8/25/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/28/2023
B
Registered with this firm since 8/25/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/14/2020 - 08/29/2023 | Portland, ME | |
B | 02/14/2020 - 08/25/2023 | Portland, ME | |
IA | 07/29/2019 - 03/06/2020 | PORTLAND, ME | |
B | 04/30/2019 - 02/05/2020 | PORTLAND, ME |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.