Individual Firm
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Nicholas P Maiers
Nicholas Peter Maiers
CRD#: 6805913
IA
B
EDWARD JONESCRD#: 250 8441 WAYZATA BLVD STE 370
GOLDEN VALLEY, MN 55426
GOLDEN VALLEY, MN 55426
0
Disclosures
7
Years of Experience
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State Registrations
B
Arizona 11/16/2021
B
New Hampshire 11/27/2024
B
California 4/6/2023
B
North Dakota 7/25/2023
B
Colorado 9/18/2018
B
Oregon 7/7/2023
B
Florida 9/18/2018
B
Tennessee 9/18/2018
B
Illinois 1/14/2021
B
Texas 9/4/2018
B
Minnesota 8/17/2018
IA
Texas 1/7/2019
IA
Minnesota 8/17/2018
B
Wisconsin 9/18/2018
B
Nevada 1/6/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/17/2018
B
Registered with this firm since 8/17/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2018 - 08/20/2018 | GOLDEN VALLEY, MN | |
B | 01/02/2018 - 08/20/2018 | GOLDEN VALLEY, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.