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Detailed Report
Mark Allen Leming
CRD#: 6805636
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 317 N BALDWIN AVE
MARION, IN 46952-3468
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 7/11/2018
B
Missouri 2/24/2022
B
Arizona 7/12/2018
B
North Carolina 2/21/2018
B
Florida 4/4/2018
B
Ohio 3/28/2018
B
Georgia 9/26/2019
B
Oregon 10/20/2022
B
Illinois 6/22/2021
B
Pennsylvania 4/17/2024
B
Indiana 12/13/2017
B
South Dakota 10/15/2019
IA
Indiana 12/13/2017
B
Tennessee 2/4/2021
B
Iowa 2/12/2024
B
Texas 3/16/2022
B
Kansas 12/1/2022
IA
Texas 3/17/2022
B
Kentucky 7/31/2018
B
Washington 6/6/2022
B
Michigan 3/27/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
317 N BALDWIN AVE, MARION, IN 46952-3468
Registered with this firm since 12/13/2017
B
EDWARD JONES (CRD#:250)
317 N BALDWIN AVE, MARION, IN 46952-3468
Registered with this firm since 9/7/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.