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NATHAN JAMES MAYNARD
CRD#: 6805561
IA
B
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 1930 Berryhill Road
MONTGOMERY, AL 36117
MONTGOMERY, AL 36117
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 1640 POWERS FERRY RD
BLDG 24, SUITE 100
MARIETTA, GA 30067
BLDG 24, SUITE 100
MARIETTA, GA 30067
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alabama 11/16/2022
B
Mississippi 11/16/2022
IA
Alabama 10/9/2024
B
Nevada 10/9/2024
B
Arizona 10/23/2024
B
New Hampshire 5/31/2024
B
California 6/18/2024
B
New Jersey 10/9/2024
B
Colorado 4/19/2024
B
North Carolina 11/16/2022
B
Delaware 10/9/2024
B
Ohio 10/9/2024
B
District of Columbia 10/9/2024
B
Oregon 10/9/2024
B
Florida 11/16/2022
B
Pennsylvania 10/9/2024
B
Georgia 7/7/2022
B
South Carolina 11/16/2022
IA
Georgia 7/14/2022
B
Tennessee 4/10/2018
B
Illinois 10/9/2024
B
Texas 7/21/2020
B
Indiana 10/9/2024
IA
Texas 7/21/2020
B
Iowa 10/9/2024
B
Virginia 10/9/2024
B
Louisiana 10/9/2024
B
Washington 11/16/2022
B
Maryland 10/9/2024
B
Wisconsin 10/9/2024
B
Massachusetts 10/9/2024
SRO Registrations
B
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B
Registered with this firm since 4/9/2018
IA
Registered with this firm since 4/9/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2017 - 01/23/2018 | SPRINGFIELD, TN | |
B | 07/26/2017 - 01/23/2018 | SPRINGFIELD, TN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.