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Charles Carroll Norfleet Jr.
Charles Norfleet, Chuck Carroll Norfleet Jr.
CRD#: 6805147
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 BOSTON, MA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Weston, MA
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2021 - 2021 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (1 year)IAMCADAM LLC (CRD# 170914)2019 - 2021 (1 year)
License(s)

State Registrations

B
California 9/2/2021

B
North Carolina 1/14/2025

B
Florida 9/2/2021

B
Pennsylvania 9/3/2021

B
Louisiana 11/18/2024

B
South Carolina 9/3/2021

B
Maryland 8/3/2021

B
Virginia 8/3/2021

B
Massachusetts 8/3/2021

B
Washington 5/21/2024

IA
Massachusetts 6/29/2023

B
West Virginia 9/3/2021

B
New York 7/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
BOSTON, MA
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
Weston, MA
Registered with this firm since 8/3/2021

Previous Registration(s)
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IA
08/10/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BRAINTREE, MA
B
02/01/2021 - 07/26/2021 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Boston, MA
IA
11/21/2019 - 07/23/2021 MCADAM LLC (CRD#:170914) Boston, MA
IA
08/30/2017 - 11/05/2019 MCADAM LLC (CRD#:170914) Boston, MA
B
07/20/2017 - 04/24/2019 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Tysons Corner, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.