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Nick Brengman
NICHOLAS M BRENGMAN, NICK MCSHANE BRENGMAN, NICK BRENGMAN
CRD#: 6804587
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 S Dearborn St, Floor 12
Chicago, IL 60603-2300
Registration History
2002200420062008201020122014201620182020202220242026BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2002 - Present (22 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2020 - 2022 (1 year)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 7/7/2022

B
Nebraska 7/7/2022

B
Alaska 7/7/2022

B
Nevada 7/7/2022

B
Arizona 7/7/2022

B
New Hampshire 7/7/2022

B
Arkansas 7/7/2022

B
New Jersey 7/7/2022

B
California 7/7/2022

B
New Mexico 7/7/2022

B
Colorado 7/7/2022

B
New York 7/7/2022

B
Connecticut 7/7/2022

B
North Carolina 7/7/2022

B
Delaware 7/7/2022

B
North Dakota 7/7/2022

B
District of Columbia 7/7/2022

B
Ohio 7/7/2022

B
Florida 7/7/2022

B
Oklahoma 7/7/2022

B
Georgia 7/7/2022

B
Oregon 7/7/2022

B
Hawaii 7/7/2022

B
Pennsylvania 7/7/2022

B
Idaho 7/7/2022

B
Puerto Rico 7/7/2022

B
Illinois 5/27/2022

B
Rhode Island 7/7/2022

IA
Illinois 5/27/2022

B
South Carolina 7/7/2022

B
Indiana 7/7/2022

B
South Dakota 7/7/2022

B
Iowa 7/7/2022

B
Tennessee 7/7/2022

B
Kansas 7/7/2022

B
Texas 7/7/2022

B
Kentucky 7/7/2022

IA
Texas 7/7/2022

B
Louisiana 7/7/2022

B
Utah 7/7/2022

B
Maine 7/7/2022

B
Vermont 7/7/2022

B
Maryland 7/7/2022

B
Virgin Islands 7/7/2022

B
Massachusetts 7/7/2022

B
Virginia 7/7/2022

B
Michigan 7/7/2022

B
Washington 7/7/2022

B
Minnesota 7/7/2022

B
West Virginia 7/7/2022

B
Mississippi 7/7/2022

B
Wisconsin 7/7/2022

B
Missouri 7/7/2022

B
Wyoming 7/7/2022

B
Montana 7/7/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St, Floor 12, Chicago, IL 60603-2300
Lake In The Hills, IL
Registered with this firm since 5/27/2022

IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St, Floor 12, Chicago, IL 60603-2300
Lake In The Hills, IL
Registered with this firm since 7/11/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/15/2021 - 04/25/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ITASCA, IL
B
11/20/2020 - 04/25/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ITASCA, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.