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Detailed Report
ORLANDO OTTAVIO VIRGILIO FIGUS
Orlando Figus
CRD#: 6804524
IA
Investment Adviser
B
Broker
DIMENSIONAL FUND ADVISORS LPCRD#: 106482 1299 OCEAN AVENUE
SANTA MONICA, CA 90401
DFA SECURITIES LLCCRD#: 10292 1299 OCEAN AVENUE
SANTA MONICA, CA 90401
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2022 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - 2022 (<1 year)
License(s)

State Registrations

B
California 6/23/2022
IA
Texas 6/23/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DIMENSIONAL FUND ADVISORS LP (CRD#:106482)
1299 OCEAN AVENUE, SANTA MONICA, CA 90401
Registered with this firm since 6/23/2022
B
DFA SECURITIES LLC (CRD#:10292)
1299 OCEAN AVENUE, SANTA MONICA, CA 90401
Registered with this firm since 6/23/2022
Previous Registration(s)
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IA
 01/07/2022 - 05/17/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
B
 03/08/2021 - 05/17/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.