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Detailed Report
ANDREINA FRANCESCHI OCHOA
ANDREINA FRANCESCHI, Andreina Franceschi Ochoa, Andreina Ochoa, Andreina Uzcategui
CRD#: 6803233
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 711 LOUISIANA STREET
15TH FLOOR
HOUSTON, TX 77002
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 4/22/2021
B
New York 4/22/2021
B
California 4/22/2021
B
Texas 4/22/2021
B
Colorado 4/22/2021
IA
Texas 4/22/2021
B
Delaware 5/21/2021
B
Utah 4/22/2021
B
Florida 4/22/2021
B
Virginia 4/22/2021
B
Louisiana 4/22/2021
B
Washington 4/22/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
RESEARCH FOREST LAKESIDE BUILDING 4 2445 TECHNOLOGY FOREST BOULEVARD - SUITE 510, THE WOODLANDS, TX 77381
Registered with this firm since 4/22/2021
B
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
RESEARCH FOREST LAKESIDE BUILDING 4 2445 TECHNOLOGY FOREST BOULEVARD - SUITE 510, THE WOODLANDS, TX 77381
Registered with this firm since 4/22/2021
Previous Registration(s)
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IA
 05/07/2018 - 04/26/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THE WOODLANDS, TX
B
 01/12/2018 - 04/26/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THE WOODLANDS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.