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Sophany Wagoner
SOPHANY MEAS
CRD#: 6801801
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Fayetteville, NC
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2020 - Present (4 years)BKOVACK SECURITIES INC. (CRD# 44848)2019 - 2019 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 1/2/2025

B
Montana 1/2/2025

B
Alaska 1/2/2025

B
Nebraska 1/2/2025

B
Arizona 1/2/2025

B
Nevada 1/2/2025

B
Arkansas 1/2/2025

B
New Hampshire 1/2/2025

B
California 1/2/2025

B
New Jersey 1/2/2025

B
Colorado 1/2/2025

B
New Mexico 1/2/2025

B
Connecticut 1/2/2025

B
New York 7/13/2020

B
Delaware 1/2/2025

IA
New York 6/14/2021

B
District of Columbia 1/2/2025

B
North Dakota 1/2/2025

B
Florida 11/13/2019

B
Ohio 1/6/2025

IA
Florida 2/21/2020

B
Oklahoma 1/2/2025

B
Georgia 1/2/2025

B
Oregon 1/2/2025

B
Hawaii 1/2/2025

B
Pennsylvania 1/2/2025

B
Idaho 1/2/2025

B
Puerto Rico 1/2/2025

B
Illinois 1/2/2025

B
Rhode Island 1/2/2025

B
Indiana 1/2/2025

B
South Carolina 1/2/2025

B
Iowa 1/2/2025

B
South Dakota 1/2/2025

B
Kansas 1/2/2025

B
Tennessee 1/2/2025

B
Kentucky 1/2/2025

B
Texas 1/2/2025

B
Louisiana 1/2/2025

B
Utah 1/2/2025

B
Maine 1/2/2025

B
Vermont 1/2/2025

B
Maryland 1/2/2025

B
Virgin Islands 1/2/2025

B
Massachusetts 1/2/2025

B
Virginia 1/2/2025

B
Michigan 1/2/2025

B
Washington 1/2/2025

B
Minnesota 1/2/2025

B
West Virginia 1/2/2025

B
Mississippi 1/2/2025

B
Wisconsin 1/2/2025

B
Missouri 1/2/2025

B
Wyoming 1/2/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Fayetteville, NC
Registered with this firm since 2/21/2020

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Fayetteville, NC
Registered with this firm since 10/24/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Fayetteville, NC
Registered with this firm since 10/24/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/15/2019 - 11/08/2019 KOVACK SECURITIES INC. (CRD#:44848) Dothan, AL
B
11/07/2017 - 04/13/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) El Paso, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.