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Eugene Mendoza
Eugene DeGuzman, EUGENE DE GUZMAN MENDOZA, EUGENE MENDOZA
CRD#: 6801185
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1725 SARATOGA AVE
SAN JOSE, CA 95129
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

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California 5/23/2024

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Texas 5/23/2024

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California 5/23/2024

B
Virginia 8/6/2024

B
Texas 5/23/2024

SRO Registrations

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BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
1725 SARATOGA AVE, SAN JOSE, CA 95129
Registered with this firm since 5/23/2024

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J.P. MORGAN SECURITIES LLC (CRD#:79)
1725 SARATOGA AVE, SAN JOSE, CA 95129
Registered with this firm since 5/23/2024

Previous Registration(s)
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IA
11/08/2021 - 05/31/2024 WELLS FARGO ADVISORS (CRD#:19616) FREMONT, CA
B
11/08/2021 - 05/31/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FREMONT, CA
IA
01/20/2021 - 09/15/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Citrus Heights, CA
B
01/13/2021 - 09/15/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Citrus Heights, CA
IA
02/25/2020 - 10/09/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) GOLD RIVER, CA
B
02/25/2020 - 10/09/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) GOLD RIVER, CA
IA
10/26/2017 - 11/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
B
07/24/2017 - 11/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.